Hong Kong


SECURITIES AND FUTURES COMMISSION ORDINANCE
　(CHAPTER 24)
　ARRANGEMENT OF SECTIONS
　　
　　ion
　　I　　　　PRELIMINARY
　　hort title
　　nterpretation
　　II　　　 SECURITIES AND FUTURES COMMISSION
　　ecurities and Futures Commission
　　unctions of Commission
　　onstitution of Commission
　　ommission may establish committees
　　taff of Commission
　　eneral powers of Commission
　　elegation and sub-delegation of Commission's functions
　　Advisory Committee
　　Directions to Commission
　　Annual report of Commission
　　Commission to furnish information
　　Financial year and estimates of income and expenditure
　　Accounts
　　Auditors and audit
　　Investment of funds
　　III　　　SECURITIES AND FUTURES APPEALS PANEL
　　Constitution of Appeals Panel
　　Appeals (registration, forfeiture and notices)
　　Hearing of appeals by tribunal
　　Procedure for appeals
　　Case stated
　　IV　　　 ADDITIONAL REGISTRATION REQUIREMENTS
　　Applications under section 51 of Securities Ordinance or section
30 of
　　odities Trading Ordinance; supplementary provisions
　　Applicant under Securities Ordinance or Commodities Trading
Ordinance
　　urnish information to Commission
　　Certificates of registration to continue in force
　　Section 23 (2) and (3) to apply to inquiries under section 56 of
　　rities Ordinance or section 36 of Commodities Trading Ordinance
　　Registered persons to notify Commission where records etc. kept
　　Financial resources rules
　　Modification of financial resources rules in particular cases
　　
　　V　　　　REGULATION OF REGISTERED PERSONS' BUSINESS, ETC.
　　Supervision
　　Information relating to transactions
　　Certification to High Court relating to non-compliance under
section
　　r 31 33. Investigations
　　Returns
　　Production of computerized information
　　Magistrate's warrant
　　Destruction etc. of documents
　　Powers of intervention
　　Restriction of business
　　Restriction on dealing with assets
　　Maintenance of assets
　　Provisions relating to notices under section 39, 40, 41 or 43
　　Withdrawal, substitution or variation of notices under section
39, 40
　　1 44. Appeals against notices under this Part
　　Winding-up orders
　　Receiving orders
　　VI　　　 SPECIAL PROVISIONS RELATING TO EXCHANGE COMPANIES AND
　　RING HOUSES 47. Transfer and resumption of functions
　　Information: Exchange Companies and clearing houses
　　Notice of closure or re-opening
　　Additional powers--restriction notices relating to Exchange
Companies
　　clearing houses
　　Additional powers--suspension orders relating to Exchange
Companies
　　clearing houses
　　VII　　　FUNDING
　　Levies
　　Appropriation
　　Fees and other charges
　　VIII MISCELLANEOUS
　　Injunctions to restrain contraventions
　　Waiver or modification of requirements
　　Immunity, etc.
　　Liability of directors, etc.
　　Evidence
　　Preservation of secrecy, etc.
　　Service of notices
　　Penalties for offences
　　Prosecution of certain offences by Commission
　　Dissolution of Provisional Securities and Futures Commission
Limited
　　transfer of property
　　Transitional
　　DULE Functions of Commission to which section 9 does not apply
　　establish the Securities and Futures Commission and to amend the　
law
　　ting to dealing in securities and trading in futures contracts;
and to
　　ide for connected or incidental matters.
　　he Ordinance other than sections 27 (1) to (8), 30, 31, 32 and　
65　as
　　with item 1 (b) of paragraph 4 of Schedule 2 insofar as　they　
relate
　　he repeal of sections 122 and 123 of the Securities Ordinance
　　y 1989 L. N. 126 of 1989
　　remaining provisions: 1 August 1989] L. N. 230 of 1989
　PART I PRELIMINARY
　　
　　hort title
　　Ordinance may be cited　as　the　Securities　and　Futures　
Commission
　　nance.
　　nterpretation
　　his Ordinance, unless the context otherwise requires-
　　aring house" means a clearing house within the meaning of section
2
　　of the Commodities　Trading　Ordinance　(Cap.　250)　or　a　
recognized
　　ring house within the meaning of section 2 of the Securities
(Clearing
　　es) Ordinance (Cap. 420); (Amended 66 of 1990 s. 2; 68 of 1992
s. 20)
　　Commission" means the Securities and Futures　Commission　
established
　　ection 3; "Commodity Exchange" has　the　meaning　assigned　to　
it　by
　　ion 2 (1) of the Commodities Trading Ordinance (Cap. 250);
　　pany" means any company within the meaning of the Companies
Ordinance
　　. 32) and includes an overseas company　within　the　meaning　of　
that
　　nance or any other body corporate incorporated in Hong Kong　
having　a
　　e capital;
　　a equipment" has the meaning assigned to it by section 27;
　　a material" means any document or other material　used　in　
connection
　　or produced by data equipment;
　　ablishment day" means the day on which section 3 comes into
operation;
　　hange Company" means-
　　the Stock Exchange Company; or
　　the Futures Exchange Company,
　　"Exchange Companies" means both of those companies;
　　cutive director" and "non-executive director" mean a director　
of　the
　　ission who is appointed under section 5 as an executive director
and a
　　executive director thereof,　respectively;　"exempt　dealer"　
has　the
　　ing assigned to it by section 2 (1) of the Securities Ordinance　
(Cap.
　　;
　　ancial resources rules" means rules made under section 28;　
"financial
　　" means the period specified in section 14 (1);
　　m" has the meaning assigned to it by section 2 (1) of the　
Commodities
　　ing Ordinance (Cap. 250);
　　ction" includes power and duty;
　　ures contract" has the meaning assigned to it by section 2 (1)
of　the
　　odities Trading Ordinance (Cap. 250);
　　ures Exchange Company" means the Exchange Company within　the　
meaning
　　ection 2 (1) of the Commodities Trading Ordinance (Cap. 250);
　　up of companies" has the meaning assigned to it by section　2　(1)　
of
　　Companies Ordinance (Cap. 32);
　　etary Authority" means the Monetary Authority appointed under　
section
　　f the Exchange Fund Ordinance (Cap. 66); (Added 82 of 1992 s. 6)
　　icer", in relation to a company, has the meaning　assigned　to　
it　by
　　ion 2 (1) of the Companies Ordinance (Cap. 32);
　　el" means the Securities and　Futures　Appeals　Panel　
established　by
　　ion　18;　 "property　 investment　 arrangements"　 means　
investment
　　ngements as defined in relation to property other than　
securities　by
　　ion 2 of the Protection of Investors Ordinance (Cap. 335);
　　
　　ord or other document" includes--
　　a book, voucher, receipt or data material,　or　information　
which　is
　　rded in a non-legible form but is capable of　being　reproduced　
in　a
　　ble form; and (b) any document,　disc,　tape,　sound　track　or　
other
　　ce in which sounds　or　other　data　(not　being　visual　
images)　are
　　died so as to be capable (with or without the aid of other　
equipment)
　　eing reproduced and any film (including a microfilm),　tape　or　
other
　　ce in which visual images　are　embodied　so　as　to　be　
capable　(as
　　esaid) of being reproduced;
　　istered person" means a person who is registered under the　
Securities
　　nance (Cap. 333), the Commodities Trading　Ordinance　(Cap.　
250)　(or
　　those　Ordinances)　as　a　dealer,　dealing　partnership,　
dealer's
　　esentative, investment adviser, commodity trading adviser,　
investment
　　sers' partnership, investment representative or　a　commodity　
trading
　　ser's representative;
　　relevant Ordinances" means this Ordinance, Part II of　the　
Companies
　　nance (Cap.　32) (insofar as that Part relates,　whether　
directly　or
　　rectly, to the performance of functions by the Commission in　
relation
　　rospectuses and purchase by a company of its own shares) and Part　
XII
　　hat Ordinance (insofar as　that　part　relates,　whether　
directly　or
　　rectly, to the performance of functions by the Commission in　
relation
　　rospectuses), the　Securities　Ordinance　(Cap.　333),　the　
Commodity
　　anges (Prohibition)　Ordinance　(Cap.　82),　the　Commodities　
Trading
　　nance (Cap. 250), the Protection of Investors　Ordinance　(Cap.　
335),
　　Stock Exchanges Unification Ordinance (Cap. 361), the Securities
　　aring Houses) Ordinance (Cap.　420),　the　Securities　
(Disclosure　of
　　rests) Ordinance (Cap.　396)　and　the　Securities　(Insider　
Dealing)
　　nance (Cap. 395); (Amended 62 of 1990 s. 41; 68 of 1992 s. 20;　
87　of
　　s. 2) "securities" has the meaning assigned to it by section 2
(1) of
　　Securities Ordinance (Cap. 333);
　　ck Exchange Company" means the Exchange Company within the
meaning　of
　　ion 2 (1) of the Stock Exchanges Unification Ordinance (Cap. 361);
　　ding in commodity futures contracts" has the meaning assigned to
it by
　　ion 2 (1) of the Commodities Trading Ordinance (Cap. 250);
　　bunal" means a tribunal appointed under section 20;
　　fied Exchange" has the meaning assigned to it by section 2 (1)
of　the
　　k Exchanges Unification Ordinance (Cap. 361).
　PART II SECURITIES AND FUTURES COMMISSION
　　
　　ecurities and Futures Commission
　　There is hereby established a body to be known as the　Securities　
and
　　res Commission.
　　The Commission shall be a body corporate with　power　to　sue　
and　be
　　.　(3) The receipts of the Commission shall not be subject to
taxation
　　r the Inland Revenue Ordinance (Cap. 112).
　　(a) The Commission shall provide itself with a seal.
　　The seal of the Commission shall be authenticated by the signature　
of
　　chairman or deputy chairman of the Commission or, if both the
chairman
　　deputy chairman of the Commission are absent from Hong Kong or　
unable
　　ct, the signature of some other director of the Commission　
authorized
　　t to act in that behalf.
　　
　　unctions of Commission
　　The Commission shall have the following functions--
　　to　advise　the　Financial　Secretary　on　all　matters　
relating　to
　　rities, futures contracts and property investment arrangements;
　　without prejudice to any duties imposed or　powers　conferred　
on　any
　　r person　in　regard　to　the　enforcement　of　the　law　
relating　to
　　rities, futures contracts and property investment arrangements,
to　be
　　onsible for ensuring that the provisions of the　relevant　
Ordinances,
　　the provisions of any　other　Ordinance　so　far　as　they　
relate　to
　　rities, futures contracts and property　investment　
arrangements,　are
　　lied with;
　　to report to the Financial Secretary the occurrence of any dealing　
in
　　tion to securities which it reasonably believes or suspects to　
be　an
　　der dealing within the meaning of section 9 of the Securities
(Insider
　　ing) Ordinance (Cap. 395); (Amended 62 of 1990 s. 42)
　　to be responsible for supervising and monitoring the activities
of the
　　ange Companies and clearing houses;
　　to take all reasonable steps to safeguard　the　interests　of　
persons
　　ing in securities or trading in futures　contracts　or　entering　
into
　　erty investment arrangements;
　　to promote　and　encourage　proper　conduct　amongst　members　
of　the
　　ange Companies and clearing houses, and other registered persons;
　　to suppress illegal, dishonourable and improper practices　in　
dealing
　　ecurities,　trading　in　futures　contracts,　entering　into　
property
　　stment arrangements, and the provision of investment advice　or　
other
　　ices relating to securities, futures contracts and property
investment
　　ngements;
　　to promote and　maintain　the　integrity　of　registered　
persons　and
　　urage the promulgation by registered persons of balanced and　
informed
　　ce to their clients and to the public generally;
　　to consider and suggest reforms of the　law　relating　to　
securities,
　　res contracts and property investment arrangements;
　　to encourage the development of securities and futures markets
in Hong
　　and the increased use of such markets by investors in Hong　Kong　
and
　　where; (k) to promote and develop self-regulation by market
bodies　in
　　securities and futures industries;
　　subject to the provisions of this Ordinance, to co-operate　with　
and
　　st authorities or regulatory organizations, in Hong Kong or
elsewhere,
　　are concerned with securities and futures, or with banking,
insurance
　　ther financial services or with the affairs of corporations;
(Added 67
　　991 s. 2)
　　to perform any　other　functions　conferred　by　or　under　
any　other
　　nance.
　　As regards any　function, the　Commission　may, for　the　
guidance　of
　　stered persons and others, prepare and cause to be　published　in　
the
　　tte guidelines indicating the manner in which, in the absence　of　
any
　　icular consideration or　circumstance,　it　proposes　to　
perform　the
　　tion.
　　The Commission may from　time　to　time　engage　such　
consultants　or
　　sers as it may consider necessary to　assist　the　Commission　
in　the
　　ormance of its functions.　(4) Nothing in subsection (1) (k)
shall　be
　　rded as limiting or otherwise affecting　any　other　function　
of　the
　　ission.
　　
　　onstitution of Commission
　　Subject to subsection (2), the Commission shall consist of a　
chairman
　　inted by the Governor and such uneven number, not being less　than　
7,
　　ther directors so appointed as the Governor may　determine;　and　
when
　　number of such other directors ceases　to　be　an　uneven　
number　the
　　rnor shall make such appointment or appointments as may　be　
necessary
　　omply with this subsection.
　　Half of the directors of the Commission, including the chairman,
shall
　　ppointed　to　be　executive　directors　and　the　remainder　
shall　be
　　inted to be non-executive directors.
　　The Governor may appoint an executive director to be　deputy　
chairman
　　he Commission.
　　(a) If no appointment has been made under subsection　(3)　or　if　
the
　　ce of deputy chairman of　the　Commission　is　vacant,　the　
Financial
　　etary may designate an executive director to act as　chairman　of　
the
　　ission during any period during which the chairman of　the　
Commission
　　nable to act as chairman due to illness　or　other　incapacity　
or　is
　　nt from Hong Kong.
　　A designation under this subsection shall cease when　revoked　
by　the
　　ncial Secretary or　an　appointment　is　made　under　
subsection　(3),
　　hever first occurs.　(5) The terms　and　conditions　of　office　
of　a
　　ctor of the Commission shall be such as the Governor may
determine.
　　A director of the Commission may at any　time　resign　his　
office　by
　　er sent to the Governor.
　　A director of the Commission shall be　paid　by　the　Commission　
such
　　neration, allowances or expenses as the Governor may determine.
　　The Governor may by notice in writing remove from office any　
director
　　he Commission whose removal appears to him to　be　desirable　
for　the
　　ctive performance by the Commission of its functions.
　　Meetings of the Commission shall be held as often as may be　
necessary
　　the performance of its functions, and may be convened by the　
chairman
　　he deputy chairman or any 2 other directors.
　　If the office of chairman of the Commission is vacant or the
chairman
　　he Commission is unable to act as chairman due　to　illness　or　
other
　　pacity or is absent from Hong Kong the deputy chairman or an
executive
　　ctor designated under subsection (4) shall　act　as　chairman　
in　his
　　e.
　　At a meeting of the Commission--
　　the chairman shall be chairman of the meeting; or
　　if the chairman is not present, the deputy chairman shall be　
chairman
　　he meeting; or
　　if neither the chairman　nor　the　deputy　chairman　is　
present,　the
　　ctors present shall choose one of their number to be chairman　of　
the
　　ing.
　　The quorum for a meeting of the Commission shall be　4　directors　
of
　　2　shall　be　executive　directors　and　2　shall　be　non-
executive
　　ctors.
　　Each director of the Commission present at a　meeting　thereof　
shall
　　a vote.　(14) (a) Every question for decision at　a　meeting　of　
the
　　ission shall be determined by a majority of　votes　of　the　
directors
　　ent and, in the event that　voting　is　equally　divided,　
subject　to
　　graph (b) the chairman of the meeting shall have a casting vote.　
(b)
　　chairman of a meeting shall not exercise a casting vote until
after he
　　consulted the Financial Secretary as regards that exercise.
　　The Commission may act notwithstanding a vacancy among its
directors.
　　The　Commission　shall　organize　and　regulate　its　
administration,
　　edure and business.
　　
　　ommission may establish committees
　　The Commission may establish standing or special　committees　
and　may
　　r or assign to　any　such　committee　any　matter　for　
consideration,
　　iry or management by the committee.
　　The Commission may appoint any person to be a member of any　
committee
　　blished under this section, whether that person is a director　of　
the
　　ission or not.　(3) Any reference or assignment under　
subsection　(1)
　　every appointment under subsection (2) may be withdrawn or
revoked　by
　　Commission at any time, and no　such　reference　or　assignment　
shall
　　ent the performance by the Commission of any of its functions.
　　A committee established under　this　section　may　elect　any　
of　its
　　ers to be chairman and may regulate its own　procedure　and　
business;
　　in the exercise of its powers under　this　subsection　such　
committee
　　l be subject to and act in accordance with any direction given
to　the
　　ittee by the Commission for the purposes of this subsection.
　　Meetings of a committee established under this section shall　be　
held
　　uch times and places as the chairman of that committee may,
subject to
　　ection (4), determine.
　　taff of Commission
　　The Commission may from time to time employ persons who shall be　
paid
　　remuneration and allowances and shall hold their employment　on　
such
　　r terms and conditions as the Commission shall determine.
　　The Commission　may　make　arrangements　for　or　in　respect　
of　the
　　ision and maintenance of such schemes (whether　contributory　or　
not)
　　the payment to its employees and their dependants of　such　

不分页显示　　　总共8页　　1 [2] [3] [4] [5] [6] [7] [8]

　　下一页

中国 波兰


中华人民共和国和波兰人民共和国关于民事和刑事司法协助的协定


（注：本规定于１９８８年２月１３日正式生效。
波兰共和国成立后继承了本协定。）
（１９８７年９月５日第六届全国人民代表大会
常务委员会第二十二次会议批准）
　　中华人民共和国和波兰人民共和国，在尊重国家主权、独立、平等和互惠的基础上，为加强两国在司法领域的友好合作关系，决定缔结本协定。为此目的，特议定下列各条：

　　　　　　　　　　　　　　第一章　总则

　　第一条　司法保护
　　缔约一方的国民在缔约另一方境内，享有与缔约另一方国民同等的司法保护，有权在与缔约另一方国民同等的条件下，在缔约另一方法院或其他机关进行诉讼或提出请求。

　　第二条　诉讼费用保证金的免除
　　缔约一方的法院和主管民事案件其他机关，对于在缔约另一方境内有住所或居所的缔约另一方国民，不得令其提供民事诉讼费用保证金。

　　第三条　诉讼费用的预付
　　缔约一方的国民在缔约另一方境内，应在与缔约另一方国民同等的条件下和范围内预付民事诉讼费用。

　　第四条　法人
　　前三条规定亦适用于法人。

　　第五条　诉讼费用的减免
　　缔约一方的国民在缔约另一方境内，可在与缔约另一方国民同等的条件下和范围内申请减交或免交民事诉讼费用。缔约一方的国民申请减免民事诉讼费用，应由其住所或居所所在地的主管机关出具证明书；如果该申请人在缔约双方境内均无住所或居所，亦可由其本国的外交或领事机关出具证明书。

　　第六条　司法协助的途径
　　一、缔约双方的法院和其他机关相互提供司法协助，由缔约双方的中央机关直接通知。
　　二、前款所述的中央机关由缔约双方通过外交途径指明。

　　第七条　司法协助请求书
　　一、申请司法协助应用请求书。司法协助请求书的内容应包括下列各项：请求和被请求机关的名称，当事人的姓名、国籍、职业、住所或居所，代理人的姓名和地址，请求提供司法协助的具体案由。执行该请求所必需的其他文件和资料也须随请求书一并提供。
　　二、请求刑事司法协助，应附该项请求涉及的犯罪事实的说明以及有关的法律规定。
　　三、上述请求书和文件应由缔约一方的请求机关签署和盖章。

　　第八条　语文
　　司法协助范围内来往的信件和递送的文件应用本国的文字书写，并附有对方的文字或英文的译文。

　　第九条　司法协助的费用
　　一、缔约双方应相互免费提供司法协助。
　　二、被通知到提出请求的缔约一方境内出庭的证人或鉴定人的旅费和食宿费，由提出请求的缔约一方承担。应本人要求，提出请求的缔约一方的主管机关应预付上述费用。

　　第十条　司法协助的拒绝
　　如果被请求的缔约一方认为提供司法协助有损于本国的主权、安全或公共秩序，可以拒绝提供司法协助，但应将拒绝的理由通知提出请求的缔约一方。

　　第十一条　司法协助适用的法律
　　一、被请求机关提供司法协助，适用本国法律。
　　二、被请求机关提供民事司法协助，亦可应请求适用缔约另一方的法律，但以不违背被请求的缔约一方法律的基本原则为限。

　　第十二条　定义
　　本协定中所指“民事案件”，也包括商法、婚姻法和劳动法等范围内有关财产权益和人身权利的案件。

　　　　　　　　第二章　民事方面的送达文书和调查取证

　　第十三条　范围
　　缔约双方应根据请求相互代为送达司法文书和司法外文书，询问当事人、证人和鉴定人，进行鉴定和司法勘验，以及收集其他证据。

　　第十四条　请求的执行
　　一、如果被请求的缔约一方的机关认为自己无权执行请求，则应将该项请求转送有权执行请求的主管机关，并通知请求机关。
　　二、被请求的缔约一方的机关如果无法按照请求书中所示的地址执行请求，应采取适当措施以确定准确的地址，完成请求事项，必要时可要求提出请求的缔约一方提供补充的情况。
　　三、如因无法确定地址或其他原因不能执行请求，被请求的缔约一方的机关应通知提出请求的缔约一方，说明具体原因，并退回提出请求的缔约一方所附的文件。

　　第十五条　通知执行情况
　　一、被请求的缔约一方的主管机关，应按照本协定第六条第一款规定的途径，将送达文书或调查取证的执行日期和地点通知提出请求的缔约一方的主管机关，并附送达回证或所得的证据材料。
　　二、送达回证应注明收件人收件日期和签名，送达机关和送达人的盖章和签名。如收件人拒收文件，应注明拒收的事由。

　　　　　　　　　　第三章　民事裁决的承认与执行

　　第十六条　范围
　　一、缔约双方应根据本协定规定的条件，在其境内承认或执行本协定生效后的缔约另一方境内作出的下列裁决：
　　（一）法院对民事案件作出的裁决；
　　（二）法院对刑事案件中有关赔偿请求所作出的裁决；
　　（三）主管机关对继承案件作出的裁决；
　　（四）仲裁庭作出的裁决。
　　二、本协定中所指“裁决”也包括调解书。

　　第十七条　请求应附的文件
　　请求承认与执行裁决，应附下列文件。
　　（一）与原本相符的裁决副本。如果副本中没有明确指出裁决已经生效和可以执行，则应附由法院出具的证明其已生效和可以执行的文件；
　　（二）送达回证或证明裁决已经送达的其他文件；
　　（三）法院证明败诉一方已经合法传唤，以及在其缺乏诉讼行为能力时已得到应有代理的文件；
　　（四）请求书和前三项所指文件经证明无误的被请求的缔约一方文字或英文的译文。

　　第十八条　承认与执行的程序
　　一、承认或执行裁决的请求，可由缔约一方法院依照本协定第六条第一款规定的途径向缔约另一方法院提出，亦可由当事人直接向将承认或执行裁决的缔约另一方有管辖权的法院提出。
　　二、在承认与执行裁决的程序中，法院只审查该裁决是否符合本协定所规定的条件。

　　第十九条　承认与执行的效力
　　缔约一方的裁决一经缔约另一方法院承认或执行，即与承认或执行裁决一方的法院作出的裁决具有同等效力。

　　第二十条　拒绝承认与执行
　　对本协定第十六条列举的裁决，有下列情形之一的，不予承认或执行：
　　（一）按照将承认或执行裁决的缔约一方的法律，裁决是由无管辖权的法院作出的；
　　（二）根据作出裁决的缔约一方的法律，该裁决尚未生效或不能执行；
　　（三）根据作出裁决的缔约一方的法律，败诉一方当事人未经法院合法传唤；
　　（四）当事人被剥夺了答辩的可能性，或在缺乏诉讼行为能力时被剥夺了应有的代理；
　　（五）将承认或执行裁决的缔约一方境内的法院对于相同当事人之间就同一诉讼标的的案件已经作出了发生法律效力的裁决，或正在进行审理，或已承认了第三国法院对该案所作的发生法律效力的裁决；
　　（六）裁决的承认或执行有损于将承认或执行裁决的缔约一方法律的基本原则或公共秩序。

　　第二十一条　仲裁庭裁决的承认与执行
　　缔约双方应根据１９５８年６月１０日在纽约签订的关于承认和执行外国仲裁裁决的公约，相互承认与执行在对方境内作出的仲裁裁决。

　　　　　　　　第四章　刑事方面的送达文书和调查取证

　　第二十二条　范围
　　缔约双方应根据请求，在刑事方面相互代为送达司法文书和司法外文书，听取当事人、嫌疑犯的陈述，询问证人、被害人和鉴定人，进行鉴定、检查和司法勘验，以及收集其他证据。

　　第二十三条　请求的执行和通知执行情况
　　本协定第十四条、第十五条的规定亦适用于刑事方面的送达文书和调查取证。

　　第二十四条　刑事司法协助的拒绝
　　被请求的缔约一方可根据下列理由之一拒绝提供刑事司法协助：
　　（一）如果被请求的缔约一方认为该项请求涉及的犯罪具有政治性质或为军事犯罪；
　　（二）按照被请求的缔约一方的法律，该项请求涉及的行为并不构成犯罪；
　　（三）该项请求涉及的嫌疑犯或罪犯是被请求的缔约一方国民，且不在提出请求的缔约一方境内。

　　第二十五条　刑事诉讼结果的通知
　　缔约双方应相互递送各自法院对缔约另一方国民所作的生效裁决的副本或案情摘要。

　　　　　　　　　　　　　第五章　其他规定

　　第二十六条　交流法律情报
　　缔约双方应根据请求，按照本协定第六条第一款规定的途径相互提供本国有关的法律和司法实践的情报，交换法学出版物。

　　第二十七条　认证的免除
　　由缔约一方法院或其他主管机关制作或证明的并加盖印章的文件，不必经过认证，即可在缔约另一方境内使用。

　　第二十八条　证人和鉴定人的保护
　　一、对通过被请求的缔约一方通知前来出庭的证人或鉴定人，无论其国籍如何，提出请求的缔约一方不得因其入境前所犯的罪行或者因其证词、鉴定或其他涉及诉讼内容的行为而追究其刑事责任和以任何形式剥夺其自由。
　　二、如果证人或鉴定人在接到无须继续留在提出请求的缔约一方境内的通知后次日起１５日内，有出境的可能而仍不出境的，即丧失前款给予的保护。

　　第二十九条　协定的执行
　　本协定执行过程中所产生的任何困难均应通过外交途径解决。

　　　　　　　　　　　　　第六章　最后条款

　　第三十条　批准和生效
　　本协定须经批准，批准书在北京互换。本协定自互换批准书之日起第３０天开始生效。

　　第三十一条　终止
　　缔约任何一方可书面通知另一方要求终止本协定。本协定在发出终止通知之日起１２个月后失效，否则本协定永远有效。
　　本协定于１９８７年６月５日在华沙签订，一式两份，每份用中文和波兰文写出，两种文本具有同等效力。
　　缔约双方全权代表分别在本协定上签字盖章，以昭信守。

　　中华人民共和国　　　　　　　　　　　　　　　　　　　　波兰人民共和国
　　　　代表　　　　　　　　　　　　　　　　　　　　　　　　　代表
　　　　钱其琛　　　　　　　　　　　　　　　　　　　　　　杨·马耶夫斯基